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Comparison of different markers of socioeconomic
status with cardiovascular disease and diabetes risk factors in the Diabetes,
Heart and Health Survey
Patricia A Metcalf, Robert R K Scragg, David Schaaf, Lorna
Dyall, Peter N Black, Rod T Jackson
The New Zealand Ministry of Health (MOH) has reported on
socioeconomic (SES) inequalities for various measures of
health,1,2 including cardiovascular disease
(CVD) risk factors using data from MOH funded
studies.2–4 In general, a more adverse
pattern of CVD risk factors were found in the lower SES groups, but they did not
simultaneously adjust for the other SES
measures.2–4 Furthermore, mortality from
CVD has been reported to be higher in lower SES groups, particularly with the
area-based deprivation indicator
NZDep91.5
We have previously reported a trend to a more adverse
pattern of CVD risk factor levels in the lower SES
groups.6 The strongest associations were
related to income and education rather than New Zealand Socioeconomic Index
(NZSEI).7 However, raised blood pressure was
associated with low education, and prevalence of diabetes mellitus with
income.6
A study carried out in Sweden reported that education,
income, and occupational class could not be used interchangeably, as although
they are correlated, they each measure a different phenomena and tap into
different causal mechanisms.8 The latter study
found that education was the strongest predictor of diabetes, income was the
strongest predictor of all cause mortality, but myocardial infarction morbidity
and mortality showed a more mixed picture.8
Occupational class is a measure of the physical work
environment and how workplace itself is
organised.8 Income provides material or
immaterial resources for health, such as better housing, clothing, food and
resources for dealing with stressful and demanding
situations.8 On the other hand, educational
attainment relates to the ability to turn information into practical measures
and behaviours.8 There appear to have been few
previous reports where the NZSEI, income, education, and NZDep2001 have been
adjusted for simultaneously.
The aim of this study was to compare CVD and diabetes risk
factors across New Zealand Socioeconomic Index (NZSEI) classes, income, levels
of tertiary education groups, and NZDep2001 classes to determine whether there
were important independent gradient differentials after adjusting for other
measures of socioeconomic status.
MethodsThe Auckland Diabetes, Heart and Health Survey was
carried out between December 2001 and November 2003. Adults aged 35 to 74 years
were recruited from two sampling frames: one was a cluster sample where random
starting point addresses were obtained from Statistics New Zealand and the
probability of selection was proportional to the number of people living in that
mesh block (response rate 61.3%); and the other was a random sample taken from
the November 2000 Auckland electoral rolls stratified into 5-year age bands and
included all people living in the Auckland area, but excluding Franklin and
Rodney (response rate 60%).
Out of the 4049 participants interviewed, 1408 were
from the cluster sample, and 2641 were from the electoral roll. Twenty-nine
people were excluded as they were outside the age range thus leaving 4020. These
participants comprised 47.8% males and 52.2% females, 50.3% Europeans and
Others, 25.0% Maori, and 24.7% Pacific people (mostly of Samoan, Tongan, Niuean,
or Cook Islands origin). Ethical Committee approval was obtained from the
Auckland Ethics Committees.
Interviews were carried out in halls or clinics close
to participant’s homes. Personnel were trained in the administration of
the questionnaires and in taking blood pressure and other measurements.
Participants filled in a questionnaire which included questions on ethnicity,
education level attained, smoking history, occupation, gross combined household
income, and past medical history. Ethnicity was defined according to the current
NZ census.9
Occupations were first coded using the New Zealand
classification of occupations.10 Occupational
class was then assigned as the highest of the participant or their spouse, or
for retired people using their main lifetime occupation for the New Zealand
Socioeconomic Index (NZSEI).7 NZSEI was then
transformed into discrete ‘occupational classes’ as proposed by
Davis et al.7
These classes are comprised of: Class 1 –
legislators and administrators; Class 2 – various professionals; Class 3
– corporate managers, associate professionals, and the armed forces; Class
4 – trade workers, plant operators and office clerks; Class 5 –
other trade workers, machine operators and labourers; and Class 6 –
market-orientated agricultural and fishery workers. Classes 1 and 2 and Classes
5 and 6 were combined due to their small numbers.
Education was classified as no tertiary education,
Certificate (e.g. Trade or Technicians, apprenticeship or
typing), Diploma (e.g. Teacher, Nurse, or Business Management),
or Degree (e.g MA, PhD, BA, BSc, or Medicine). Combined yearly household income
categories were “missing” and <$30,000, $30,001 to <$50,000,
$50,001 to $70,000, and >$70,000. After geocoding the address of each
participant, the 10-category NZDep2001 was assigned according to Salmond and
Crampton.11
Participants fasted from 10pm the evening before the
interview and collected a first morning urine sample which they brought along. A
75-gram oral glucose tolerance test was carried out in participants who had not
been previously diagnosed with diabetes, and a fasting and 2-hour post Glucaid
drink blood samples were collected for glucose measurement. Plasma glucose was
measured using an enzymatic method [Roche Products (NZ)]. Participants were
classified as having newly diagnosed diabetes mellitus using 1998 WHO criteria
using fasting glucose ≥7.0 mmol/L or 2-hour post glucose load of
≥11.1 mmol/L for diabetes.12
Serum cholesterol was measured using an enzymatic
method13 and HDL-cholesterol was measured using
a combination of a polyion and a divalent cation (Roche). Serum triglycerides
were measured enzymatically. Urinary albumin was measured using an
immunoturbidimetric method. Haemoglobin A1c was
measured by High Performance Liquid Chromatography on a Biorad Variant II
instrument.
An Omron-Hem-706 oscillometric blood pressure pulse
monitor was used to measure blood pressure two times after the participant had
been seated for at least 5 minutes. A person was classified as having raised
blood pressure if the mean of the two measured blood pressures was ≥140
mmHg systolic or ≥90 mmHg diastolic, or if they reported taking medication
for raised blood pressure.
Weight and height were measured to the nearest 0.1 kg
and 0.5 cm, respectively. Body mass index (BMI) was calculated as weight (in kg)
divided by the square of height (in m). Obesity was defined as a body mass index
>30 kg/m2, and overweight as a body mass
index between >25 and 30 kg/m2. Waist and
hips were measured to the nearest 0.5 cm. The 5-year cardiovascular risk was
calculated using the Framingham equation.14
Moderate and vigorous leisure exercise was assessed using a 3-month physical
activity recall questionnaire that has been
validated.15
Participant data were weighted according to the
sampling frame that they were obtained from and means, standard errors,
prevalences and odds ratios calculated using dual frame sampling
methodology16-18 using SAS survey
procedures.19 Odds ratios and
means were first estimated after adjusting for age, ethnicity and gender; and in
the second step, NZSEI, income, education, and NZDep2001 were entered to
estimate their independent effects.
Because of the positively skewed frequency distribution
of urinary albumin and exercise times, these were converted to
loge values for calculations; the results are
presented as geometric means (the exponential of the mean of the logged data)
and associated 95% tolerance factor. The strength of the associations of CVD and
diabetes risk factors with SES measures were assessed using partial correlation
coefficients adjusted for age, gender, and ethnicity.
ResultsIncome was similarly correlated with NZSEI and NZDep2001
(both 0.37). The correlation between the NZSEI and NZDep2001 was -0.34 (NZSEI
has 10 = low and 90 = high, whereas NZDep has 1 = least deprived and 10 = most
deprived), and between NZSEI and education was 0.24. The correlations between
income and education (0.16) and NZDep2001 and education (-0.18) were
lowest.
Means and odds ratios for CVD and diabetes risk factors are
shown in Table 1 by NZSEI occupational classes after adjusting for age, gender
and ethnicity. Compared to NZSEI class 1, 2, & 3, the prevalence of total
and previously diagnosed diabetes and current smoking were significantly higher
in NZSEI class 5 & 6, and mean HbA1c, 5-year
CVD risk, BMI, and waist-to-hip ratios. Mean exercise levels, HDL-cholesterol
concentrations, and stature were significantly lower. However, after further
adjusting for income, education and NZDep2001, the only significant difference
between NZSEI class 1, 2, & 3 and NZSEI class 5 & 6 was the higher
waist-to-hip ratio in the latter group.
The higher prevalence of total diabetes mellitus and
previously diagnosed diabetes in the lowest NZSEI group were no longer
significant after further adjusting for income, and the higher BMI level was no
longer significant after further adjusting for education. The lower
HDL-cholesterol levels were no longer significant after further adjusting for
income or NZDep2001, the higher 5-year CVD risk was no longer significant after
adjusting for income, education or NZDep2001, the higher
HbA1c levels by income and education, the lower
stature was no longer significant after further adjusting for income and
NZDep2001, the lower exercise levels were explained by education and NZDep2001
or income and education, and the higher smoking levels by education or
NZDep2001.
Table 2 shows means and odds ratios for CVD and diabetes
risk factors by combined household income groups, adjusted for age, gender, and
ethnicity. Compared to people with incomes ≥$70,001, people on incomes
<$30,000 had significantly lower HDL-cholesterol concentrations, lower
stature, and lower time spent exercising per week, and significantly higher
fasting and 2-hour glucose concentrations, HbA1c
levels, 5-year CVD risk, urinary albumin concentrations and waist-to-hip
ratios—plus higher prevalence of total, newly and previously diagnosed
diabetes mellitus, and current cigarette smoking levels.
After further adjusting for the other SES measures, only
fasting glucose and newly diagnosed cases of diabetes mellitus were no longer
significant and were explained by NZDep2001.
The last column in Table 2 shows mean levels of CVD and
diabetes risk factors in those who either did not know their combined household
income or refused to record it. Based on the risk factor levels, it would appear
that many belonged to the lowest income group, with the exception of exercise
times, urinary albumin concentrations and 5 year CVD risk, that were
intermediate between the 2 lowest income groups.
Means and odds ratios for CVD and diabetes risk factors by
level of education are shown in Table 3. After adjusting for age, gender, and
ethnicity, people with no tertiary education had higher fasting glucose levels,
HbA1c levels, BMI, and waist-to-hip ratios and a
higher prevalence of current cigarette smoking, and lower exercise times
compared to those with a university degree. After further adjusting for the
other SES measures, only the higher prevalence of smoking and higher BMI levels
remained significant.
The higher waist-to-hip ratio was no longer significant
after NZSEI was included in the model, the lower exercise time was no longer
significant after NZSEI or income were included in the model,
HbA1c was no longer significant after NZDep2001
was included in the model, and the higher fasting glucose concentrations were no
longer significant after income and NZSEI were included in the model.
Table 4 shows means and odds ratios for CVD and diabetes
risk factor levels by NZDep2001 classes. Compared to NZDep2001 class 1 & 2
(least deprived), there were trends towards higher diastolic blood pressure,
fasting and 2-hour glucose concentrations, HbA1c,
5-year CVD risk, BMI, waist-to-hip ratios, urinary albumin and higher smoking,
total and newly diagnosed diabetes, and raised blood pressure prevalence, and
lower exercise, stature, and HDL-cholesterol levels in the more deprived
NZDep2001 classes. However, the initially significant higher raised blood
pressure, total and newly diagnosed diabetes mellitus prevalence and lower
stature in the most deprived NZDep2001 class were explained by household
income.
Further adjustment for the number of adults and number of
children in the household tended to attenuate the associations slightly for both
income and NZDep2001.
After adjusting for age, gender, and ethnicity, partial
correlation coefficients showed stronger associations between income and 2-hour
glucose concentrations, height, total, and previously diagnosed diabetes.
Similarly adjusted partial correlations were stronger with NZDep2001 for
diastolic blood pressure, HDL-cholesterol, 5-year CVD risk, BMI, waist-to-hip
ratio, exercise time, urinary albumin, raised blood pressure, and smoking. The
partial correlations with HbA1c were similar for
both NZDep2001 and income.
DiscussionMain findings—The current study has
shown independent associations for low household income and more deprivation
with 2-hour glucose concentrations, HbA1c levels,
5-year CVD risk, waist-to-hip ratios, urinary albumin concentrations, and
cigarette smoking—and lower HDL-cholesterol levels and exercise time
compared to the highest SES stratum.
Income also showed independent adverse associations with
total and previously diagnosed diabetes, and height. More deprived NZDep2001
classes showed adverse independent associations with fasting glucose
concentrations, diastolic blood pressure, and BMI. The occupation-based NZSEI
only showed an independent association with waist-to-hip ratio, and education
only showed independent associations with BMI and smoking habit.
Income showed stronger associations with 2-hour glucose,
total, and previously diagnosed diabetes mellitus, whereas NZDep2001 showed
stronger associations with diastolic blood pressure, raised blood pressure,
HDL-cholesterol, fasting glucose, 5-year CVD risk, BMI, waist-to-hip ratio,
urinary albumin concentrations, exercise levels, and prevalence of smoking. The
strength of the association with HbA1c was
similar for NZDep2001 and income.
Blood pressure—There was a trend
towards a higher prevalence of raised blood pressure across the more deprived
NZDep2001 groups, and diastolic blood pressure levels were significantly higher
in the most deprived NZDep2001 class compared to the least deprived (Table 4).
But raised blood pressure was not associated with any of the other SES measures.
In contrast, the 1996–1997 Health Survey reported an inverse association
between self-reported high blood pressure and income, level of education and
NZDep96,4 as did the 2002–2003 NZ Health
Survey using NZDep2001,2 but they did not
adjust for the other SES measures simultaneously.
The 1988–1990 Workforce Diabetes Survey reported
higher systolic blood pressure levels and higher prevalence of raised blood
pressure in the lower education groups compared to those with a University
education in a working population.6 These
results, taken together, indicate a consistent SES determinant for blood
pressure.
Lipids—Both low income and more
deprived NZDep2001 classes showed independent associations for HDL-cholesterol
with lower levels, but no significant differences for total cholesterol or
triglycerides. HDL-cholesterol levels showed a similar association with the
Elley-Irving SES measure and education in females in the 1989-90 LINZ
survey.20 HDL-cholesterol concentrations were
inversely associated with income and NZDep96 in the 1996-1997 NZ Health
Survey,4 and with NZDep2001 in the 2002-2003 NZ
Health Survey,2 but not with self-reported
cholesterol lowering medications. The 1997 NNS also reported an inverse trend
between HDL-cholesterol and NZDep96, and an inverse trend between cholesterol
and NZDep96 in males.21
Diabetes—The current study showed
that both income and NZDep2001 had adverse associations with measures of glucose
tolerance and prevalence of diabetes mellitus (Tables 2 and 4). However,
NZDep2001 explained the initially elevated fasting glucose concentrations and
higher prevalence of newly diagnosed diabetes associated with income.
On the other hand, the initially significant associations
between NZDep2001 and total and newly diagnosed diabetes were explained by
income. This suggests that both income and level of deprivation are associated
with newly diagnosed diabetes. However, only income was associated with
previously diagnosed cases of diabetes, suggesting that the presence of diabetes
may have an adverse impact on an individual’s earning power. The
1996–1997 NZ Health Survey reported a higher prevalence of self-reported
diabetes in lower income and NZDep96 groups, but not
education,4 and the 2002–2003 also
reported a higher prevalence of self-reported diabetes in the lower NZDep2001
groups.2
The 1988–1990 Workforce Diabetes Survey also found
inverse associations between diabetes prevalence, 2 hour glucose levels and
income.6,22
CVD risk—The 5-year risk of CVD was
higher in the lowest income and more deprived NZDep2001 groups (Tables 2 and 4),
and was stronger for NZDep2001. Although this finding does not appear to have
been reported previously, the New Zealand census-mortality study found a strong
gradient between death from CVD and
NZDep2001.5
Urinary albumin—The finding of
increasing urinary albumin concentrations with more deprived NZDep2001 classes
also does not appear to have been previously reported. We have noted that
increased urinary albumin concentrations may be a marker of CVD
risk.23–25
BMI and waist-to-hip ratio—BMI showed
an inverse relationship with NZDep2001, but not income (Tables 2 and 4), and the
waist-to-hip ratio showed an inverse relationship with both NZDep2001 and
income, that was stronger for NZDep2001. The 1989-1990 LINZ survey also reported
an inverse relationship for BMI with the Elley-Irving SES measure, and a trend
in females with education.20 Similarly, the
Elley-Irving SES and education showed inverse trends with waist-to-hip
ratio.20 The 1997 NNS also showed an inverse
trend between BMI and NZDep96 and an inverse trend in females between NZDep96
and waist-to-hip ratio.21
Height—Both income and NZDep2001
showed an inverse association with height, that was stronger for NZDep2001.
Similar associations were observed with the Elley-Irving SES measure in the
1989-1990 LINZ survey,20 and the
1996–1997 NZ Health Survey.4 In females,
there was an inverse trend between height and education in the LINZ
survey,20 and an inverse trend in both males
and females with NZDep2001 in the 1997
NNS.21
Leisure-time exercise—Exercise times
were lower in the lowest income groups and there was an inverse trend across
NZDep2001 groups, which were stronger for NZDep2001 than for income (Tables 1
and 4). The 1989–1990 LINZ survey reported a similar trend in females with
the Elley-Irving SES measure, but not with
education.26 Whereas, the 1996–1997 NZ
Health survey reported an inverse association between exercise levels and
education, but not with income or NZDep96.4
However, the 2002–2003 NZ Health survey reported an inverse trend between
exercise and NZDep2001 in females only.2
Smoking—The finding of an increased
prevalence of smoking in the lower SES strata, but particularly for NZDep2001 in
the current study, has been consistently reported with all measures of
SES.2,4,20,21
Study limitations—NZSEI is an
occupation-based measure that can be difficult to assign to a housewife or a
person who has retired or is unemployed. This can be partly overcome by using a
past occupation, or the occupation of an employed spouse. In the current survey
we have assigned the NZSEI to the higher of the participant or spouse, or for
those who had retired to their main life-time occupation. Another disadvantage,
compared to income or education, is that the occupation(s) of an individual have
to be coded and then mapped onto the NZSEI scale. It can also be difficult to
code an occupation if insufficient information is given, such as
‘Engineer’.
A major disadvantage of income is that some people refuse to
divulge the information and others do not know (Table 2 missing column), however
it is easy to measure and code, as is education. In addition, poor health may
actually lead to a drop in income.
A disadvantage of NZDep2001, aside from being an area-based
rather than individual-based, is that the address of the participant must be
first geocoded using a computer that requires matching addresses. In the current
study, many people who lived on the borders of suburbs chose the next suburb as
their domicile. Furthermore, NZDep is likely to have a higher misclassification
error than the other SES measures as not all deprived people live in deprived
small areas, and vice-versa. Despite these limitations, both household income
and the area-based NZDep2001 have shown important associations with
cardiovascular disease risk factor levels.
We note that when collecting data in surveys that it still
important to collect information on income, education and occupation (and
ethnicity) as they measure different aspects of the construct of SES, and may
have varying associations with different risk factors due to different causal
pathways. Including both the area-based NZDep and individual SES information in
any model is required to fully adjust for confounding in analyses of the
association of other exposures (e.g. diet) with
CVD.27
Study strengths—The major strengths
of the current study are its size, and its community-based sample. Limitations
to the current study include the collection of a single measure for lipids,
glucose tolerance, and urinary albumin, the measurement of blood pressure on a
single occasion, and that cigarette smoking and exercise information was based
on self-report.
ConclusionsCardiovascular disease and diabetes risk factor levels
showed a more adverse pattern in the lower SES groups compared to the highest
SES groups. In general, stronger associations were observed for NZDep2001 than
for the other measures of SES. These findings endorse the use of NZDep as a tool
for informing health-related policy development in New Zealand, where other
measures of SES cannot be obtained. It will be important to continue to update
this readily accessible tool in order to maintain its predictive validity.
Competing interests: None known.
Author information: Patricia A Metcalf,
Senior Lecturer and Senior Research Fellow; Robert K R Scragg, Associate
Professor; Rod Jackson, Professor, Division of Epidemiology and Biostatistics,
David Schaaf, Research Fellow; Division of Pacific Health; Lorna Dyall, Senior
Lecturer, Division of Maori Health; School of Population Health, Tamaki Campus,
University of Auckland; Peter Black, Associate Professor, Department of
Medicine, School of Medicine, University of Auckland.
Acknowledgments: This survey was funded by
the Health Research Council of New Zealand. We thank the technical and clerical
staff who conducted the study so capably and efficiently; the people of Auckland
for participating; and North Shore and Waitakere Hospitals, Te Pai Netball
Centre, Takapuna District Cricket Club, Belmont Rose Centre, Glen Eden Ceramco
Park Centre, Nga Tapuwhai Community Centre, Trust Health Care, Manurewa Nathan
Homestead, Otara Leisure Centre (Te Puke O Tara Community Centre), and the
Mangere Town Centre for providing examination rooms.
Correspondence: Dr Patricia Metcalf,
Division of Epidemiology and Biostatistics, School of Population Health, Tamaki
Campus, University of Auckland, Private Bag 92019, Auckland, New Zealand. Fax:
+64 (0)9 3737000; email: p.metcalf@auckland.ac.nz
References:
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