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Rotator cuff imaging and the Accident Compensation
Corporation (ACC)
Michael Caughey
This issue of the Journal contains an article
entitled Can imaging determine if a rotator cuff tear is traumatic? by
Khalid Mohammed and colleagues.1 The authors
are to be congratulated on what is a comprehensive review of imaging of the
rotator cuff largely as it relates to rotator cuff tears.
What has stimulated interest in this topic? According to
Accident ACC Minister Nick Smith, between 2004 and 2008 there was a 57% increase
in ACC claim costs which was deemed unsustainable.
Largely through more critical review of applications for
surgery by the clinical advisory panel of the Elective Surgical Unit in Dunedin,
a significant reduction in ACC-funded operations occurred. Between January and
June 2008, 18,294 operations were undertaken compared to 20,679 in the same
period this year. This represents a reduction of 2385 operations or minus 11%.
Initially shoulder surgery and in particular repairs of the rotator cuff were
especially affected by the high decline rate
The incidence of rotator cuff tears increases progressively
with age and a recent meta-analysis of patient prevalence of atraumatic
asymptomatic rotator cuff tears indicated that 10% of the population at the age
of 55 has a full thickness rotator cuff tear which increases to 30% by the age
of 75.2 Thus when particularly an older patient
presents with a full thickness rotator cuff tear following an accident
determining if the tear is truly traumatic or a pre-existing condition rendered
symptomatic by the accident (as the clinic advisory panel frequently asserts)
may be problematic.
Clearly the patient history is critical with the mechanism
of injury and a force sufficient to tear the rotator cuff being key elements.
The force required to damage the rotator cuff in an 80-year-old is significantly
less than that of a 40-year-old in the same way that the force required to
fracture a femoral neck is considerably less. Any acute loss of function is
clearly an important feature of the history. Specific strength testing for the
components of the rotator cuff at initial presentation is critical particularly
for acute tears.
What percentage of rotator cuff tears requiring surgery are
traumatic in onset? Probably the best local information comes from The Rotator
Cuff Registry. This study is an initiative of the New Zealand Shoulder and Elbow
Society and since March 2009 its goal has been to recruit all patients in the
country undergoing rotator cuff repair. To date, 3000 patients have been
enlisted making it easily the largest study of its kind worldwide. Pain and
activity level questionnaires are filled out by patients preoperatively and at
6, 12 and 24 months postoperatively.
The surgeon fills out a 2-page operating day questionnaire
detailing exactly what was done and this looks as if it will provide powerful
information on best practice in managing cuff tears—e.g. double vs single
row repair, arthroscopic vs mini-open vs open repair, management of SLAP tears,
the biceps tendon and the AC joint as well as the influence of NSAIDs, smoking,
and physiotherapy on the surgical outcome. In the “Event details”
pre-op form patients are asked “Is your shoulder problem the result of an
accident?” In a recent analysis of the data 90% of patients replied
“Yes”.
The accuracy of the history of injury as detailed by the
patient has been called into question. In discussions between the NZ Shoulder
and Elbow Society and ACC Representatives the latter group has indicated that in
some cases they observe the patient’s history of injury evolving in
magnitude with time. Hence the pursuit of potentially objective information that
imaging may provide.
Heavy reliance has been placed on such information by the
Clinical Advisory Panel in coming to decisions regarding patients' eligibility
for ACC-funded elective surgery. Often this has outweighed the evidence of a
strong history of injury and obvious clinical findings of a rotator cuff tear.
Thus the significance of acromial shape, upward migration of the humeral head,
cystic change in the greater tuberosity, degree of tendon retraction, and the
degree of atrophy and fatty infiltration of the parent muscle have been closely
scrutinised in both the aetiology and likely chronicity of rotator cuff
tears.
There are two areas of ongoing discussion and debate I would
like to focus on in this editorial. First, how relevant is acromial morphology?
Second, I stress the difficulty of differentiating between primary and secondary
impingement.
Probably the most quoted study on the relevance of acromial
shape is that presented in 1986 by Bigliani and
Morrison.3 In the 140 cadaveric shoulders
dissected type 1 or flat acromia were associated with a 3% rate of cuff tears,
type 2 or curved acromia with a 24% rate of cuff tears and type 3, or hooked
acromia with a 73% rate of cuff tears. While an apparently convincing
correlation subsequent studies, notably one by Gill and associates showed no
significant association between type 3 acromia and rotator cuff tears in
patients over 50 when age adjusted.
They suggested both the presence of type 3 acromia and
rotator cuff tears were age-related with no true causal relationship. Mohammed
et al also allude to the papers By Stehle et al and Bright et al questioning the
reliability and reproducibility of radiological assessment of the
acromion.4,5 Being a three dimensional
structure assessment in more than one plane is important.
With regard to partial thickness tears Mohammed et al note
“numerous reports of articular surface tears being two to three times more
common than bursal surface tears” which is not what would be expected if
primary impingement was the mechanism. Bursal side partial thickness tears are
more likely to occur with subacromial impingement.
Impingement has been very commonly cited as a cause to
decline applications for ACC funding for rotator cuff repair. However once a
patient has sustained a rotator cuff tear, the glenohumeral kinematics are
altered. A dynamic balance exists between the powerful deltoid driving the
humeral head proximally and the supraspinatus countering this force. If weakened
through tearing of the tendon, the head migrates upward.
Ken Yamaguchi at Washington University has demonstrated that
once tears increase to a size larger than 1.5 cm measurable superior humeral
head migration occurs.5 It is very likely that
smaller tears will have a subtle if not measurable effect.
Following partial thickness articular-sided tears where
joint fluid bathes the torn tendon and healing rarely occurs bursal hypertrophy
may provide continuity between the tendon and the humerus beyond the
supraspinatus footprint. This thickened bursa frequently evident on ultrasound
coupled with subtle upward migration of the humeral head may result in
impingement not previously present, particularly if the subacromial space is
limited.
Hence secondary impingement occurs as a direct result of the
tear and this should not be interpreted as a primary impingement problem
resulting in entitlement to surgery being declined.
Competing interests: None.
Author information: Michael Caughey,
Orthopaedic Surgeon and President of the New Zealand Shoulder and Elbow Society,
Auckland
Correspondence: Mr Michael Caughey, 92
Mountain Road, Epsom, Auckland, New Zealand. Email: mcaugheyltd@xtra.co.nz
References:
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