![]()
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Chest tube drainage of
pleural effusions—an audit of current practice and complications at Hutt
Hospital
Erica Epstein, Sisira Jayathissa, Stephen Dee
Chest drains are used to manage a range of pleural diseases
including empyema, malignant effusion, pneumothorax and
trauma.1 The optimal location for drain
insertion as described by the British Thoracic Society (BTS) is the ‘Safe
Triangle’. This is an area bordered anteriorly by the lateral border of
pectoralis major, posteriorly by the lateral border of latissimus dorsi, with an
apex in the base of the axilla and a base on the line of the fifth intercostal
space1; minimising the risk to the internal
mammary artery, muscle, breast tissue and
organs.2
Potential complications of chest drain insertion include
puncture of major organs such as the heart, lungs, liver or spleen, bowel as
well as bleeding due to arterial or other major vascular structure perforation.
Other important complications include pleural infection, inter-costal neuralgia,
re-expansion pulmonary oedema, pneumothorax and subcutaneous
emphysema.3
Chest drain insertion is a common procedure carried out in
general wards by relatively junior medical
staff,3 with limited knowledge of anatomy and
physiology. Several studies since 2005 have documented the lack of adequate
training and confidence in chest drain procedures for junior
doctors.4–6
International interest in small-bore chest drain
complications has intensified following a British National Patient Safety
Association (NPSA) Rapid Response Report in 2008 addressing chest drain related
patient safety incidents. Twelve deaths and 15 cases of serious harm between
January 2005 and March 2008 were described.3
Recommendations for the National Health Service included
emphasis on clinical governance, technical training, and particular endorsement
was given for the use of ultrasound guidance for chest drain insertion. The BTS
also reviewed their Pleural Disease Guidelines (originally published in 2003 and
since updated in 2010) and a pilot audit of 50 Trusts across the UK was
completed in July 2009 to review progress.
The audit revealed improved approaches to chest drain
insertion safety such as improved access to bedside ultrasound, timing of
insertions (less ‘out of hours’), and earlier specialist
involvement. Consent practices were found to be inadequate and local auditing
was encouraged. In addition, further national auditing was planned for
2010.7 The BTS has since published on their
website an audit tool to review chest drain insertions in the
NHS.8
Prior to 2009, there was relatively little published
information on complications related to small-bore catheter use for pleural
effusion. A large number of studies cited complications of large-bore drains
using blunt-dissection insertion techniques for trauma patients and treatment of
pneumothorax, but these studies are not directly applicable to medical patients.
An unpublished meta-analysis of complications associated with Seldinger chest
drain insertion (serial dilation over a guide wire), involving a review of 12
studies from 1987 to 2008 with a total of 1381
patients9–19 presented at the Royal
College of Physicians (London) update in respiratory medicine for general
physicians in 2008, has been used for comparison of complication data in this
audit.
The BTS recently updated it’s Pleural Diseases
Guidelines, and within this evaluated both large-bore and small-bore chest drain
complications separately.1 Studies
reviewed differ in insertion indications, definitions of complications, tube
size, expertise of operators and rates of image guidance. We were not able to
identify published studies looking at complications of small-bore chest tubes in
Australia or New Zealand.
HVDHB is a secondary level care New Zealand hospital,
serving a population of 140,000 with 54 general medical inpatient beds. It has
no specialist respiratory inpatient service and all medical patients requiring
chest drains are managed by the general medical service.
Pleural procedures at Hutt Valley District Health Board
(HVDHB) were reviewed in late 2008 following an incident of inadvertent
perforation of the myocardium with a small-bore chest drain placed for pleural
effusion.20 This has been reported to the
Ministry of Health as a sentinel event.
Actions taken included the review and rewriting of
procedural protocols and the introduction of a compulsory training session
provided by an outpatient based respiratory physician for those inserting chest
drains, as well as the availability of digital images in the procedure room, a
move towards routine image guided chest drains, and the undertaking of this
audit.
The primary objectives of the audit were to review HVDHB
chest drain practices including use of ultrasound in drain insertion, to assess
the complications, and to compare findings with national and international data.
The secondary objective was to address anecdotal report of a high incidence of
medically managed patients with small-bore chest tubes for empyema requiring
cardiothoracic surgery.
MethodsWe conducted a computer search using ICD10 codes for
pleural effusion, tuberculous pleurisy, pyothorax, chylous effusion,
haemothorax, unspecified pleural condition, and diagnostic and therapeutic
thoracentesis for a 12-month period from December 2008 to November 2009
inclusive. This search identified 140 records. Pleural fluid drainage using
techniques other than chest drain insertion, and chest drains placed for
pneumothorax were excluded, resulting in 65 chest drain insertions.
We obtained data from hospital electronic records and
paper-based clinical notes retrospectively. Diagnostic categories were simple
parapneumonic effusion, empyema, malignant effusion, heart failure related
effusion, exudates not otherwise specified and other/unknown. Laboratory data
was also reviewed to clarify the diagnosis. Empyema was defined according to BTS
guidelines.
We recorded drain types according to the following
categories: Unknown, French gauge 6–30, or pigtail catheter. Small-bore
tubes were defined as <24 French gauge. We documented the location and
success of placement with or without ultrasound guidance as well as number of
drain insertion attempts, number of drains inserted per patient, days of drain
site use, and drain flushing practices. Complications including pneumothorax,
malpositioning, vascular injury, injury to diaphragm, liver, spleen or lung, and
death, were recorded.
We noted referrals to a respiratory physician or
cardiothoracic service and the timing of review and transfer. Transfer outcomes
were assessed by accessing electronic records from the receiving hospital.
The BTS Pleural Diseases 2003
guidelines2,21,22 available at the time of
study, and 2008 NPSA Rapid Response Report served as the basis for guidance of
best practice for this audit, as there were no guidelines published by the
Thoracic Society of Australia and New Zealand.
Data were entered into a Microsoft Excel spreadsheet.
Descriptive statistics were used to present demographics and complications
associated with chest drain insertions. Complications were compared with the
data from the unpublished meta-analysis and Pilot Audit from the NPSA.
According to National Health And Disability Ethics
Committee Guidelines, this study is considered as an audit primarily carried out
for quality improvement activity by the employees of the HVDHB and hence did not
require formal ethical approval.
ResultsForty-nine patients receiving chest tube insertion for
intrapleural fluid were identified in the 12-month period. Thirty-five patients
received one tube only, 12 received two tubes, and 2 patients had three tubes
placed, with a total of 65 insertions. Two sets of paper-based clinical records
were unavailable for review, though electronic records were accessed in all
cases.
Age range at admission was 23 to 89, median age 68 years;
69% were male. More chest tube insertions were carried out during the winter
months 37/65 (56.9%) (Figure 1.)
Figure 1. Number of chest drains per month (Dec
2008–Nov 2009)
![]() Median length of stay for patients with chest tubes was 10
days, with a range of one to 45 days. 52/65 (80%) chest drains were inserted by
the general medical service, 6/65 (9%) by surgical or intensive care services,
5/65 (8%) by the Cardiology Service and 2/65 (3%) Older Persons Rehabilitation
Service. These comprised six large-bore drains (9%), 37 small and 22 of
undocumented size.
The undocumented drain sizes are very likely to have been
small-bore tubes, as medical services managed all events with undocumented tube
size and large-bore drains have not been stocked or utilised by medical teams at
HVDHB. Therefore for the purpose of this study all undetermined tube sizes have
been considered as small-bore, giving a total of 59/65 (91%).
Diagnosis, number of insertions and number of patients are
shown in Table 1.
Table 1. Chest drain insertion numbers
according to diagnostic categories
Of patients requiring two or more drains, 8/14 (57%) had a
diagnosis of empyema. Real time ultrasound or marking the site for best
insertion was carried out in 21/59 (36%) of chest drain procedures. No
information was available on ultrasound use in six cases. No patients had
Doppler analysis for detection and avoidance of vascular structures.
Table 2. The distribution of drain site
location. Site location was not documented in 47.7% of insertions
From HVDHB data, 25 complications within the listed
categories were identified from 65 chest tube insertions. 23/25 (92%)
complications occurred in those with small-bore, (including five probable
small-bore tubes—i.e. 23 complications of 59 small chest-drain
insertions), and 2 large-bore drains had complications (of 6 inserted). There
were no deaths. Comparative complications between our cohort and available
studies are summarised in Table 3.
Table 3. HVDHB complication rate compared to
Seldinger chest drain meta-analysis9–19
data and NPSA Pilot Pleural Procedures audit
† 1/14 pneumothoraces required transfer for
cardiothoracic surgery; ‡ Chest tube
placed above an effusion requiring reinsertion;
§ Occurred during CT-guided drain
placement for loculated empyema, resulting in persistent pneumothorax, extensive
surgical emphysema and respiratory failure. Cardiothoracic surgery and lengthy
intensive care stay followed. ¶ Myocardial
perforation requiring cardiothoracic surgery. The patient made a good clinical
recovery; * Information not available.
Of 27 empyema-associated insertions, 26 comprised small-bore
tubes (including 10 probable small-bore). In one event a large-bore drain was
used. Ten patients with empyema required transfer for cardiothoracic surgery,
comprising 13/27 (48%) of the empyema category drain insertions.
Audit data showed regular drain flushing in 40% of
small-bore tubes, but rare use of suction. Regular flushing was not documented
in one of five small-bore drain blockages.
In order to review HVDHB clinical governance of patients
with chest drains, we documented referrals to HVDHB respiratory service,
regional respiratory physicians, or cardiothoracic service. Referrals occurred
in 29/65 (44.6%) instances. Most (76%) were referred within 5–7 days from
diagnosis, which is within the BTS guidelines. There were two delayed referrals
(14 and 31 days), though unfortunately clinical records for these were not
available to identify the causes of delay.
All 15 patients accepted for further treatment by the
cardiothoracic unit were transferred within 6 days of referral. Nine events were
referred to HVDHB respiratory physicians, of which three were reviewed on the
day of referral and one 2 days following. In five events no record of review was
found, though three of these five patients were transferred for cardiothoracic
surgery.
DiscussionThis study showed complication rates at HVDHB were
comparable to international rates where available, although event numbers were
small. Pneumothorax which was the most common documented complication in our
audit was not included in the two comparative studies. All but one of the
pneumothoraces in our study were small and did not require further intervention.
There were anecdotal reports of a high incidence of
subsequent cardio thoracic surgery in medically managed patients with small-bore
tubes for empyema at HVDHB. The rate of requirement for cardiothoracic surgery
in patients with empyema is variable in the literature but HVDHB referral rate
of 48% was within described ranges.
Although it is well recognised that patients with purulent
fluid and/or loculations at presentation are more likely to require surgical
drainage, there is not an appropriately powered study comparing surgical and
medical treatments of empyema.23
A 2005 Cochrane review revealed only one small randomised
trial, and suggested that firm conclusions were difficult, but video-assisted
thoracoscopic surgery for large loculated empyemas was superior to chest tube
drainage in terms of duration of chest tube in situ and length of hospital
stay.23 The majority of patients within our
audit requiring surgery, 10/12 (83%), were those with empyema. 26/27 chest tube
insertions for empyema were of small-bore category.
HVDHB utilised small-bore drains 24 French gauge or less
inserted with Seldinger technique during the audit period. Now BTS describe
small-bore drains as those less than 16 French gauge. Small-bore tubes are more
comfortable for patients than larger tubes, but there is no evidence that either
is therapeutically superior (for diagnoses other than haemothorax), or
safer.2
Some believe classical surgical insertion of chest tube is
safer than Seldinger technique. There is limited data on the rate of adverse
events for different insertion techniques. Use of the Seldinger technique is
widespread but what proportion of chest drains are inserted by this method is
uncertain though the NPSA quote a rate of
85–90%.25 However, there remains a
substantial body of opinion that considers large-bore tubes to be more effective
for thick pus empyema based on clinical
experience.21,26,27 Some studies have shown
failure rates in medical treatment for empyema of 19 to 55% (including use of
intra-pleural streptokinase),19,24 though
utilised tube size varies within these studies. The 48% failure rate in this
audit was within this range. Failure of medical treatment may be an expected
outcome especially in those with loculated effusions at presentation.
This information raises the question whether patients
presenting to HVDHB with empyema or complicated effusions would be best managed
under the nearest cardiothoracic unit which is 20 km away, from the time of
diagnosis.
Since our audit there have been
recommendations1 for routine use of real time
image guidance for all chest drains placed for pleural fluid, and it is
suggested this may become mandatory.25 Latest
BTS guidelines1,8 state that use of ultrasound
to mark a site suitable for later drain insertion is no longer recommended
except in large effusions. Although real time ultrasound guidance is now
recommended, BTS also state, “ultrasound may not reduce the incidence of
laceration of the intercostal vessels because they are not visualised on
ultrasound”. Ultrasound is available in the radiology department at HVDHB,
but its rate of use for assisting chest drain placement is low (36%).
The NPSA Pilot Pleural Procedures Audit during July 2009,
showed a combined rate (real time and remote) of ultrasound guidance usage of
34/68 (50%). No other published data were available to compare acceptable rates
of use of ultrasound at the time of this study.
Lack of understanding of thoracic anatomy and relative
assurance of ultrasound marking often applied by ultrasonographers may lead to
injuries to the vital structures. Top of the diaphragm is usually at the level
of the nipple and in cases of patients with lung disease the position of the
diaphragm may be high. Intercostal arteries may become under the cover of ribs
beyond posterior axillary line and insertions medially could potentially
lacerate the intercostal arteries. Chest tube placement in mid clavicular line
could cause injury to pulmonary artery.
The majority of structures one wishes to avoid are located
medically hence the thoracic surgical axiom “go high, go laterally”
need to be kept in mind while inserting chest drains.
Obtaining adequate training and skill for staff to conduct
real-time ultrasound- poses difficulties in a secondary hospital with limited
access to respiratory physicians and a stretched radiology service. The
radiology department may not be able to manage increased demand for training or
performing real time ultrasound and therefore general medical specialists may
need to become proficient in pleural ultrasound.
More careful planning of the timing of necessary drain
insertions may also aid in achieving safer procedures with adequate supervision
and ultrasound guidance, however resources and training for pleural ultrasound
are important considerations.
The implementation of clinical governance for the management
of patients with chest drains at HVDHB requires review, particularly in view of
the limited local respiratory and cardiothoracic services. Only 45% of our
patients in total were referred to respiratory specialists, including 12/16
patients with empyema.
The BTS recommends that a respiratory physician or thoracic
surgeon should be involved in the care of all patients requiring chest tube
placement for pleural infection given the substantial associated mortality rate.
Early respiratory specialist input is beneficial not only for their expertise in
managing these patients but also their relationship with the cardiothoracic
service, improving communication and expediting patient transfer for surgery if
necessary.
Matters that may be contributing factors to serious
insertion complications are those highlighted in recent studies that reveal a
lack of understanding, “training, experience and confidence in junior
doctors performing pleural procedures.”4–6
These factors are generalisable to junior doctors at HVDHB. Wong et
al5 highlighted the variable confidence and
experience of junior medical staff, and the need for better training.
Griffiths et al4 drew
attention to the lack of understanding of guidelines on use of the ‘safe
triangle’ and the need for training. They surveyed 55 junior doctors,
finding 45% were unable to mark a hypothetical insertion position within the
‘safe triangle’. In 47.7% of cases in our audit, location position
was not documented (Table 2), though due to small complication numbers it was
not possible to observe a meaningful trend in relationship between complication
and insertion location.
Pleural procedures are widely performed across many
specialties and although in some cases different procedural techniques may be
appropriate, generalisable training sessions may be economic and useful. HVDHB
has now introduced a compulsory training session delivered by a respiratory
physician completed at the commencement of each new medical registrar intake. A
simulation model is utilised in an approach previously shown to be effective in
improving confidence and skill in chest drain
insertion.5,28 Physicians at HVDHB also may
need to consider regular re-training, in order to provide supervision for their
junior staff. One or two physicians assuming the responsibility of inserting
chest drains under US guidance could be an option for smaller hospitals to
ensure that they remain proficient with small number of procedures undertaken in
such hospitals.
This audit has several limitations. They include the
retrospective nature of data collection, unavailability of all relevant data on
medical records and small sample size limiting subgroup analysis. However, the
small number of chest drains performed during a year also highlights the need
for clinical vigilance. Interpretation and statistical comparison of the data is
restricted due to limited number of published studies on complications and
variable definition of complications of small-bore chest drains placed for
pleural fluid. In addition there was a potential for misclassification as we
included all chest drains inserted by physicians as small-bore drains even
though we couldn’t find supporting documentation in some cases, but this
unlikely to be inaccurate as medical service don not routinely perform
large-bore chest drain insertions.
In the absence of published studies on small-bore chest tube
insertions in Australia and New Zealand this audit makes a significant
contribution to understanding of complications of chest drain insertions in a
secondary hospital. It also raises questions about appropriate management of
empyema, improvement of clinical governance related to chest tube insertions and
the feasibility of training in real time ultrasound, which are all important in
reducing the unacceptably high rate of complications associated with chest drain
insertions.
Recommendations arising from this study include the need for
hospital wide training and the use of ultrasound guidance to enhance the safety
of the procedure, as well as the implementation of uniform clinical governance
for patients with chest drains and the need for improved procedural and care
documentation. Consent practices and nursing education around drain management
which were not examined in detail, need further review.
In conclusion we feel complication rates associated with
small-bore chest drain insertions while in keeping with the literature are still
unacceptably high at our hospital, especially given some are associated with
serious morbidity. Documentations of the procedure and care were suboptimal.
Further studies are required to define acceptable
complication rates after implementing guidelines to improve safe chest drain
insertion. Moreover, Thoracic Society of Australia and New Zealand in
collaboration with Internal Medicine Society need to develop appropriate
guidelines for safe chest drain insertions targeted at different types of
hospitals throughout Australia and New Zealand according to the size of the
hospital and variability of available specialist respiratory services.
Competing interests: None declared nor
grants received.
Author information: Erica Epstein, Aged
Care Registrar, St. Vincent’s Health, Melbourne, Australia; Sisira
Jayathissa, General Physician, Stephen Dee, General Physician, Hutt Valley
District Health Board, High Street, Lower Hutt, New Zealand
Correspondence: Sisira Jayathissa,
Consultant General Physician, Hutt Valley Health, High Street, Lower Hutt, New
Zealand. Email: sisira.jayathissa@huttvalleydhb.org.nz
References:
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Current
issue | Search journal |
Archived issues | Classifieds
| Hotline (free ads) Subscribe | Contribute | Advertise | Contact Us | Copyright | Other Journals |